Latest Information
Notices
- ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-88 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 55 (2023) 18 April 2024
- ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-87 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 53 (2023) 18 April 2024
- ANTI-MONEY LAUNDERING COUNCIL RESOLUTION NO. TF-86 SERIES OF 2024: TARGETED FINANCIAL SANCTIONS IN RELATION TO ANTI-TERRORISM COUNCIL RESOLUTION NO. 54 (2023) 18 April 2024
- SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON APRIL 19, 2024. 16 April 2024
- List of Financing and Lending Companies who submitted their Complaints Handling Mechanism as of 11 April 2024 11 April 2024
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE COMPLIANCE OFFICERS/ASSOCIATED PERSONS FOR BROKER DEALERS IN THE EQUITIES MARKET 8 April 2024
- SEC CERTIFICATION EXAMINATIONS SCHEDULE IN MAY 2024 AT THE SEC HEADQUARTERS AND APPLICATION PROCEDURE 8 April 2024
- EXPOSURE DRAFT OF THE BODIES OF KNOWLEDGE FOR PHASE 1 OF THE SEC CERTIFICATION EXAMINATION FOR PROSPECTIVE CAPITAL MARKET PROFESSIONALS 5 April 2024
- REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE ENHANCED WEBSITE TEMPLATE FOR PUBLICLY LISTED COMPANIES 5 April 2024
- REQUEST FOR COMMENTS ON THE EXPOSURE OF THE MEMORANDUM CIRCULAR ON THE 2023 INTEGRATED ANNUAL CORPORATE GOVERNANCE REPORT IN G-FORM (2023 I-ACGR) FOR PUBLICLY LISTED COMPANIES 5 April 2024
Advisories
- FARM TO MARKET TARLAC CITY – MAINBRANCH / FARM TO MARKET / FARM TO MARKET PAALAGA SYSTEM / HOG RAISING BUSINESS
FARM TO MARKET TARLAC CITY – MAIN BRANCH / FARM TO MARKET / FARM TO MARKET PAALAGA SYSTEM / HOG RAISING BUSINESS / FARM2MARKET TUGUEGARAO BRANCH / FARM TO MARKET DAGUPAN / FARM 2 MARKET LA UNION BRANCH /FARM2MARKET LAGAWE, IFUGAO / FARM2MARKET-SOLANO NUEVA VIZ.BRANCH / FARM TO MARKET TAYUG are not authorized to solicit investments from the public, not having secured priorregistration and/or license to sell securities or solicit investments 16 April 2024 - SEC ADVISORY TO ALL AUDIT FIRMS OF SEC REGISTERED COMPANIES 12 April 2024
- XM
XM IS NOT REGISTERED as a Corporation in the Philippines and OPERATES WITHOUT THE NECESSARY LICENSE AND/OR AUTHORITY 4 April 2024 - ETORO
ETORO IS NOT REGISTERED as a Corporation in the Philippines and OPERATES WITHOUT THE NECESSARY LICENSE AND/OR AUTHORITY 4 April 2024 - ATE ANNA’S RETAIL AND WHOLESALE ONLINE SHOP
NOT AUTHORIZED to offer, solicit, sell or distribute any investment/securities to the public. 2 April 2024 - SANDALWOOD CAPITALS FININCIAL ADVISORY SERVICE
the public is hereby advised NOT TO INVEST or to STOP INVESTING in the investment scheme 2 April 2024 - SPARKFX BITCORE
the public is hereby advised NOT TO INVEST or to STOP INVESTING in the investment scheme 2 April 2024
Issuances
- VIRT0 CRYPT0 TRADLNG VENTURE HOLDINGS OPC 19 April 2024
- ONE 1KEY PROGRESS BOOSTER (OKPB) INC. 4 April 2024
- SK POOLS MINING CORPORATION 26 February 2024
- AYALA CORPORATION GROUP INC., AYALA CORPORATION BUDGETARIAN ONLINE SHOP, GLOBAL ONLINE AYALA CORPORATION, BELLAVITA AYALA CORPORATION, AYALA CORPORATION E COMMERCE, RICA ANN HARDER, AND LETICIA AYAW GARZO 23 February 2024
- SUSPENSION OF CORPORATIONS FOR NON-FILING OF REPORTORIAL REQUIREMENTS 20 February 2024
- DOUBLE R TRUCKING AND AGRREGATES OPC 14 February 2024
- PROCAP INTERNATIONAL, INC., PROCAP INSURE, PROCAP INSURETECH, LTD., 8 February 2024
- NEW GEN-Z HOLDINGS MARKETING GROUP, NEW GEN-Z HOLDINGS INC., THE ALL NEW GENERATION Z INC. 2 February 2024
- CRYPTOASSET TRADING OPC 2 February 2024
- 50K CLUB / 50K CLUBB ONLINE SHOP / COMMUNITY HELP COIN (CHC) / CRYPTOMARKETERS / CRYPTOMARKETERS WORLDWIDE 29 January 2024
Memorandum Circulars
- SEC MC No. 07, series of 2024
Removal of the Minimum Commission Charged by PSE Stockbrokers 17 April 2024 - SEC MC No. 06, series of 2024
Updated Fines and Penalties on the Late and Non-Submission of Audited Financial Statements (AFS), General Information Sheet 27 March 2024 - SEC MC No. 05, series of 2024
Guidelines on the Philippine Sustainable Finance Taxonomy 23 February 2024 - SEC MC No. 04, series of 2024
Securing & Expanding Capital for PowerGen Operators & Wholesale Electricity & Retail Services (SEC POWERS) 22 February 2024 - SEC MC No. 03, series of 2024
Guidelines on the Use of eAmend Portal 19 February 2024
Press Release
- SEC DECLARES CEASE AND DESIST ORDER AGAINST MFT GROUP PERMANENT 18 April 2024
- SEC REMOVES MINIMUM STOCKBROKER COMMISSION TO BOOST CAPITAL MARKET ACTIVITY 17 April 2024
- SEC PARTNERS WITH UP LAW CENTER TO FOSTER CAPITAL MARKET DEVELOPMENT 16 April 2024
- SEC SLAPS FINES TOTALING P560 MILLION ON ABRA MINING OFFICERS, TRANSFER AGENT, STOCKHOLDERS 16 April 2024
- SEC ELEVATES CORPORATE GOVERNANCE STANDARDS AT 3RD SEC-ICD-GGAPP ROUNDTABLE FOR PUBLICLY LISTED COMPANIES 3 April 2024
- SEC RAISES PENALTIES FOR LATE, NON-FILING OF REPORTS 1 April 2024
- SEC PROCEEDS WITH BLOCKING OF BINANCE 25 March 2024
- SEC OPENS BUTUAN OFFICE AMID ECONOMIC GROWTH IN MINDANAO 25 March 2024